Fraud Risk and Irregularities

  1. Events
  2. Fraud Risk and Irregularities

Views Navigation

Event Views Navigation

Today

How to Assess an Investment Adviser’s Cybersecurity Program; Critical Considerations for Investment Managers and Due Diligence Professionals

Register Cybersecurity is a pervasive and visceral threat to the Investment Management industry and the SEC has characterized this issue as a “defining issue of our time” and has warned that those investment advisers that chose to minimize or ignore this issue, do so at their peril.  Attacks are launched and vulnerabilities are exploited daily […]

Due Diligence Background Investigations

People are often the key asset behind any investment strategy or opportunity. Yet, even in the post Madoff era, some investors continue to make decisions on trust alone. Investment frauds of all shapes and sizes make the news every day – so what can you do to mitigate this risk? A thorough background investigation is […]