Register Cybersecurity is a pervasive and visceral threat to the Investment Management industry and the SEC has characterized this issue as a “defining issue of our time” and has warned that those investment advisers that chose to minimize or ignore this issue, do so at their peril. Attacks are launched and vulnerabilities are exploited daily […]
Click here to register Cybersecurity is a pervasive and visceral threat to the Investment Management industry and the SEC has characterized this issue as a “defining issue of our time” and has warned that those investment advisers that chose to minimize or ignore this issue, do so at their peril. Attacks are launched and vulnerabilities […]
People are often the key asset behind any investment strategy or opportunity. Yet, even in the post Madoff era, some investors continue to make decisions on trust alone. Investment frauds of all shapes and sizes make the news every day – so what can you do to mitigate this risk? A thorough background investigation is […]
Wed, Jul 20, 2016 1:00 PM - 2:00 PM EDT In 2014, the Securities and Exchange Commission director explained in what is now oft called the sunshine speech that when fees and expenses were examined, they identified what the SEC believed to be “violations of law or material weaknesses in controls over 50% of the […]
Tue, Jan 24, 2017 1:00 PM - 2:00 PM EDT Investors need to diligence the cybersecurity policies and procedures of their investment managers to assess the risk of potentially devastating cyber-attacks. Of significant concern to investors are protection of their sensitive data and the risk of loss to a fund or investment portfolio resulting from […]
Please join us for an important webinar on practical issues in conducting due diligence using case studies such as Canary, Amaranth and Weavering. Thursday, September 26th, 2017 at 2:00 PM GMT | 9:00 AM ET. We will examine issues for operational due diligence practitioners and the consequences of how they played out from a due diligence […]
Wednesday - November 15th - 10AM EST / 3PM GST With less than two months until MiFID II goes live many firms are asking themselves, " Will this impact me and what should I be doing?" The original MiFID (Markets in Financial Instruments Directive) impacted UK and European firms, primarily on the sell side. MiFID II, […]
The IMDDA and Duff&Phelps are holding a virtual conference on the needs and concerns of institutional allocators. The conference is focused on public and private pensions, endowments, foundations, sovereign wealth funds, family offices, fund of funds and will cover hot topics and updates on alternative asset classes and global investment issues.