What are Today’s Asset Managers Due Diligence Obligations?

Today managing the life cycle of third-party relationships as part of a risk management process presents a myriad of challenges. The recent financial crisis has placed a spotlight on third-party due diligence in the US and now the European regulators are asking for heightened due diligence as an integral part of MiFID II.

In this new normal asset managers globally may discover they are lacking when it comes to having efficient processes in place for ongoing due diligence associated with the third party providers.

This webinar explores:

  • The various challenges around managing the life cycle of third-party relationships as part of a risk management process
  • The primary obligations in due diligence for asset managers
  • The Process for working toward the establishment of an industry third party due diligence standard.


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