Operational Due Diligence - Hedge Funds, 40 act, UCITS and Insurance-linked Funds

Industry Veteran and Due Diligence Expert John Ward teaches this engaging, thought-provoking and comprehensive class.

Topics covered include: 

• Welcome and Class overview
• Documents to Review (Overview)
• Fund Structuring – The PPM Case Studies
• The DDQ
• Regulatory and Compliance AFS
• Review 40act & UCITS
• IAPD Review
• Audited Financial Statements
• Audited Financials Case Studies
• ITR Reviews & Red Flags
• Investor Relations: Your First Point of Contact
• The COO: A window Into Culture & Controls
• The CFO & Controller: Counterparties & Collateral
• The CFO & Controller: Cash Controls & Valuations
• The CCO: Evaluating the Culture of Compliance
• The CTO: Evaluating IT/BCP & Cybersecurity
• ODD Risk Assessment
• Ongoing ODD Monitoring Challenges
• Recap

Download the Agenda to learn more

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