Compliance

The Evolution of Compliance: Caremark, the Tech Bubble, and Market Timing (Coming Soon)

Coming soon!

Join Todd Cipperman for this course on “The evolution of compliance: Caremark, the tech bubble, and market timing.”

This course will cover:

  • Caremark and the protection of officers and directors​
  • Sarbanes-Oxley​
  • Department of Justice guidelines​
  • Mutual fund market timing scandal​
  • Compliance rules